Bethanie provides legal and compliance support to Ubiquity.
Bethanie also serves as the Director of Legal and Compliance for 1248 Holdings (formerly known as the Bicknell Family Holding Company) and Montage where she oversees general compliance and legal matters pertaining to 1248 Holdings and subsidiary asset managers. She is responsible for working with portfolio managers, traders, operations, finance, marketing, and other associates to resolve compliance-related issues.
Previously, Bethanie served as General Counsel and Chief Compliance Officer for Convergence Investment Partners and Senior Regulatory Counsel at Mariner Holdings where she was required to demonstrate in-depth knowledge of securities regulation, industry practice and policies and their application. Prior to Mariner, Bethanie worked in sales-related roles at Empower Retirement and JP Morgan. She began her career working as an attorney in private practice.
Bethanie received a BS from Missouri Southern State University and a JD from University of Missouri-Kansas City School of Law. She is licensed to practice law in Missouri and previously held the Series 7, 63 and 66.